Full text of KIPPSDESANTO & COMPANY's X-17A-5 filed 2020-02-20 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-51183 | **FACING PAGE** Information **Required** of Brokers **and Dealers** Pursuant to **Section** 17 of the **Securities Exchange Act of 1934 and Rule** 17a-5 **Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____<br>___<br>0_1_/0_1_/1_9 | AND ENDING | ___<br>___<br>_<br>1_2_/3_1_/_1_9 | | | | | | |---------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------------|--|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF BROKER-DEALER. KIPPSDESANTO & COMPANY | | | OFFICIAL USE ONLY | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | | | | | | 8000 Towers Crescent Drive, Suite 1200 | | | | | | | | | | | (No. and Street) | | | | | | | | | Tysons Corner | VA | | 22182 | | | | | | | (Ctty) | (State) | | (Ztp Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | Bob J<lpps | | | 703-442-1400<br>(Arca Code -Telephone Number) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | Keiter | | | | | | | | | | | (Name- ,fi11d1vld11<1l, state last,fl1st, middle name) | | | | | | | | | 4401 Dominion Blvd. | Glen Allen | VA | 23060 | | | | | | | (Address) | (Ctly) | (State) | (Zip Code) | | | | | | | CHECK ONE: | | | | | | | | | | IV I<br>Certified Public Accountant | | | | | | | | | | a<br>Public Accountant | | | | | | | | | | Accountant not 1 esident in United States 01 any of its possessions. | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opimon of an independent public accountant 11111st be supported by a statement of facts and circumstances relied on as the basis for the exemption See Section 240. 17a-5(e) (2)* > **Potential persons who are to respond to the collection o…Read the full text as markdown