Full text of KIPPSDESANTO & COMPANY's X-17A-5 filed 2023-02-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS ### FORM X-17A-5 #### PART III SEC FILE NUMBER 8-51183 OMB APPROVAL OMB Number: 3235-0123 Estimated average burden hours per response: 12 Expires: Oct. 31, 2023 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 1/1/2022 MM/DD/YY MM/DD/YY 12/31/2022 A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: Kipps DeSanto & Company TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 8000 Towers Crescent Drive, Suite 1200 | | (No. and Street) | | | | |-------------------------------------------------------------------------------------|--------------------------------------------------------------------------|---------|----------------------------------|--| | Tysons Corner | VA | | 22182 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Gabrielle Halprin | (504) 533-7377 | | gabrielle.halprin@capitalone.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Keiter | | | | | | | (Name - if individual, state last, first, and middle name)<br>Glen Allen | VA | 23060 | | | | (City) | (State) | (Zip Code) | | | 4401 Dominion Blvd.<br>(Address)<br>10/22/2003 | | 80 | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Gabrielle Halprin<br>swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | tinancial…Read the full text as markdown