Full text of ICE SECURITIES EXECUTION & CLEARING, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ICE Securities Execution & Clearing, LLC** Statement of Financial Condition Filed Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 December 31, 2020 {1}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | OMB Number: | | 3235-0123 | | |--------------------------|------------------|-----------|-------| | Expires, | October 31, 2023 | | | | Estimated average burden | | | | | hours per response. | | | 12.00 | | | | | | OMB APPROVAL # SEC FILE NUMBER **8-** 70258 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | |--------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: ICE Securities Execution & Clearing, LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O.Box No.) | | FIRM I.D. NO. | | | | 55 East 52nd Street, 40th Floor | | | | | | | | (No and Street) | | | | | | New York | NY | | 10055 | | | | (Cas) | (State) | | (Zip Code) | | | | Sean Thomasson | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | (770) 916-2593 | | | | | | | (Area Code — Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Ernst & Young LLP | | | | | | | | (Name — if individual. state last. first middle name) | | | | | | 55 Ivan Allen Jr Blvd Suite 1000 Atlanta | | GA | 30308 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant<br>tI | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | *C aims,for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | \*C aims,for exemption from the requirement that the annual report be covered b…Read the full text as markdown