Full text of ICE SECURITIES EXECUTION & CLEARING, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION<br>Expires: Nov. 30, 2026<br>Washington, D.C. 20549<br>hours per response:<br>ANNUAL REPORTS<br>FORM X-17A-S<br>8-70258<br>PART Ill<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /23<br>AND ENDING 12/31 /23<br>MM/DD/VY<br>MM/00/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME oF FIRM: ICE Securities Execution & Clearing, LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>!:!' Broker-dealer<br>□ Security-based swap dealer<br>0 Major security-based swap participant<br>0 Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>850 Third Avenue, 9th Floor<br>(No. and Street)<br>New York<br>NY<br>(City)<br>(State)<br>(Zip Code)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Sean Thomasson<br>(770)916-2593<br>(Name)<br>{Area Code- Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION | UNITED STATES | | OMS APPROVAL | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|------------------------|--------------------------|--|--| | | | | 0MB Number: 3235-0123 | | | | | | | Estimated average burden | | | | | | | 12 | | | | | | | 5t.C fU \UMBER | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |…Read the full text as markdown