Full text of ICE SECURITIES EXECUTION & CLEARING, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ICE Securities Execution & Clearing, LLC** **Statement of Financial Condition Filed Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 December 31, 2021** With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART 111** SEC FILE NUMBER **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: ICE Securities Execution & Clearing, LLC TYPE OF REGISTRANT (check all applicable boxes): 2 Broker-dealer ❑ Security-based swap dealer ❑ Major security-based swap participant ❑ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 55 East 52nd Street, 40th Floor | | (No. and Street) | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------------------|-----------------|--------------------------------------------|--| | New York | NY | | 10055 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sean Thomasson | (770)916-2593 | | sean.thomasson@ice.com | | | (Name) | (Area Code — Telephone Number) | (Email Address) | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | Ernst & Young LLP | | | | | | 55 Ivan Allen Jr Blvd Suite 1000 | (Name — if individual, state last, first, and middle name)<br>Atlanta | | | | | | (City) | GA<br>(State) | 30308<br>(Zip Code) | | | (Address)<br>10/20/2003 | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form…Read the full text as markdown