Full text of ICE SECURITIES EXECUTION & CLEARING, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70258 **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/25 AND ENDING 12/31/25 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: ICE Securities Execution & Clearing, LLC TYPE OF REGISTRANT (check all applicable boxes): CI Broker-dealer ❑ Security-based swap dealer 0 Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1345 Avenue of the Americas, 8th Floor (No. and Street) New York NY 10105 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Sean Thomasson (770)916-2593 sean.thomasson@ice.com (Name) (Area Code—Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name — if individual, state last, first, and middle name) 55 Ivan Allen Jr Blvd Suite 1000 Atlanta GA 30308 (Address) (City) (State) (Zip Code) 10/20/2003 42 (Date of Registration with PCA0B)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | Sean Thomasson | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------|----------------|--|------------|------------------------------------------------------------------------------------------------|--| | | | | | , as of<br>financial report pertaining to the firm of ICE Securities Execution & Clearing, LLC | | | 12/31 | | | ,<br>2 025 | is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | | |…Read the full text as markdown