Full text of ICE SECURITIES EXECUTION & CLEARING, LLC's X-17A-5/A filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ICE Securities Execution & Clearing, LLC** Statement of Financial Condition Filed Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 December 31, 2019 {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: May 31, 2017 Estimated average burden hours per response 12.00 8. 52140 SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 **PART III** FACING PACE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule I7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | hIM/DDNY | AND ENDING 12/31/2019 | MNI/I)DNY | | | | |--------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|------------------------------------|-------------------------------------------------|---------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: ICE Securities Execution & Clearing, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No I | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | | 55 East 52nd Street, 40th Floor | | | | | (No and Street) | | | | | | | New York | NY | | 10055 | | | | | (City) | (Stale) | | Clip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Sean Thomasson | | | (770)916.2592<br>(Area Code — Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Frazier and Deeter, LLC | (Name — if indiridual. state last. first. °piddle name' | | | | | | | 1230 Peachtree St NE. Suite 1500 | Atlanta | GA | 30309 | | | | | (Address) | (Cily) | (State) | (lip Code) | | | | | CHECK ONE:<br>x<br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accom ant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(0(2) > Potential persons who are to respond to the coll…Read the full text as markdown