Full text of ICE SECURITIES EXECUTION & CLEARING, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ICE Securities Execution & Clearing, LLC** **Statement of Financial Condition Filed Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 December 31, 2022** With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | OMB APPROVAL<br>OMB Number 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|--------------------------------------------|----------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | | 12/31/2022 | | | | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | ICE Securities Execution & Clearing, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>❑ Security-based swap dealer<br>El Broker-dealer<br>0 Major security-based swap participant<br>❑ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>55 East 52nd Street, 40th Floor | | | | | | | | | (No. and Street) | | | | | | | New York | NY | 10055 | | | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Sean Thomasson (770)916-2593 | | sean.thomasson@ice.com | | | | | | (Name) | (Area Code — Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young, LLP | | | | | | | | | (Name — if individual, state last, first, and middle name) | | | | | | | 55 Ivan Allen Jr Blvd Suite 1000 Atlanta | | GA | | 30308 | | | | (Address)<br>10/20/2003 | (City)…Read the full text as markdown