Full text of TIME EQUITIES SECURITIES LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ TIME EQUITIES SECURITIES LLC REPORT PURSUANT TO RULE 17 A-5 (D) FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31,2018 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | |---------------------------|-----------------|--| | OMB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | hours per response 12.00 | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-53420 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING01/01/2018 | | | AND ENDING 12/31/2018 | | |-------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|------------------------------------|--| | | MMIDDIYY | | ----------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME or BROKER-DEALER: Time Equities Securities LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 55 Fifth Avenue, 15th Floor | | | | | | | (No. and Street) | | | | | New York | New York | | 10003 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Krisly Johnson | | | (281) 367-0380 | | | | | | (Area Code- Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Meisel, Tuteur, & Lewis, P.C. | | | | | | | (Name- if indil'idual, state last, first, middle name) | | | | | 101 Eisenhower Parkway | Roseland | NJ | 07068 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | IV I<br>Certified Public Accountant | | | | | | OPubllc Accountant | | | | | | OAccountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | *•claims for exemption from the requirement/hal the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not requ…Read the full text as markdown