Full text of TIME EQUITIES SECURITIES LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | |-----------------| | 8-53420 | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------------------------------|------------------------| | FILING FOR THE PERIOD BEGINNING 01/01 /2023 | | | AND ENDING 12/31 /2023 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Time Equities Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | D Major security-based swap participant | | | 55 Fifth Avenue, 15th Floor | | | | | | (No. and Street) | | | | New York | | New York | 10003 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING Robert Kantor 212-206-6179 rkantor@timeequities.com (Name} (Area Code-Telephone Number) (Email Address) # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Meisel, Tuteur & Lewis, P.C. | (Name - if individual, state last, first, and middle name)<br>105 Eisenhower Parkway | Roseland | NewJersey | 07068 | |--------------------------------------------------------------------------------------|------------------------|-------------------------------------------|------------| | (Address) | (City) | (State) | (Zip Code} | | 09/29/2009 | | 3861 | | | (i<br>of R"'>traUoo with PCAOB)(< appli<able) | FOR OFFICIAL USE ON Ly | {PCAOB Registration Numb", •applicable) I | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a st…Read the full text as markdown