Full text of TIME EQUITIES SECURITIES LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-S** | OMB Number: 3235-0123 | | | | | |--------------------------|--|--|--|--| | Eicplres: Oct. 31, 2023 | | | | | | Estimated averaae burden | | | | | | haurs per response: 12 | | | | | | SEC FILE NUMBER | | | | | | | | | | | 53420 OMB APPROVAL | | PART Ill | | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------| | | FACING PAGE | Information Requll't!d Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING 01/01 /2022 | | AND ENDING 12/31 /2022 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Time Equities Securities LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>EJ Broker-dealer<br>0 Check here lf respondent Is also an OTC derivatives dealer | 0 Security-based swap dealer | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 55 Fifth Avenue, 15th Floor | | | | | (No. and Street) | | | New York | New York | 10003 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FIUNG | | | | Robert Kantor | 212-206-6179 | rkantor@timeequities.com | | (Name) | (Area Code - Telephone Number) | (Email Address} | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | Meisel, Tuteur & Lewis, P.C. | | | | | (Name- if Individual, state last, first, and middle name} | | | 101 Eisenhower Parkway | Roseland | New Jersey 07068 | | {Address) | (Oty) | (State)<br>(Zlp Code) | | 09/29/2009 | | 3861 | | {Date of Re lstratlon with PCAOB If a | llcable | PCAOB Re lstratlon Number, If a<br>llcable | | | FOR OFFICIAL USE ONLY | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent publlc accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(11), If applicable. Persons who are to respond to the collectlon of Information contained In this form ere not required to…Read the full text as markdown