Full text of TIME EQUITIES SECURITIES LLC's X-17A-5/A filed 2022-04-08 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |----------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 53420 | | | PART III | | | | | FACING PAGE<br>Information Required Pursuant to Rules 178-5, 17a-12, and 180-7 under the Securities Exchange Act of 1934 | | | | Filing for the period beginning 01/01/2021 | | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Time Equities Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Check here if respondent is also an OTC derivatives dealer | Broker-dealer - D Security-based swap dealer - D Major security-based swap participant<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 55 Fifth Avenue, 15th Floor | (No. and Street) | | | | New York | New York | | 10003 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert Kantor | 212-206-6179 | | rkantor@timeequities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | Meisel, Tuteur & Lewis, P.C. | | | | | | (Name - if Individual, state last, first, and middle name) | | | | 101 Eisenhower Parkway | Roseland | | New Jersey 07068 | | (Address)<br>09/29/2009 | (City) | (State)<br>3861 | (Zip Code) | | | | | | | | | | (PCAOB Registration Number, if applicable) | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY…Read the full text as markdown