Full text of TIME EQUITIES SECURITIES LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------|---------------------------------------------------------------------------------------------| | | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | FORM X-17A-5 | | 53420 | | | | PART III | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Time Equities Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 55 Fifth Avenue, 15th Floor | | | | | | (No. and Street) | | | | New York | | New York | 10003 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert Kantor | 212-206-6179 | | rkantor@timeequities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing® | | | | | Meisel, Tuteur & Lewis, P.C. | | | | | | (Name -- If Individual, state last, first, and middle name) | | | | 101 Eisenhower Parkway | Roseland | | New Jersey 07068 | | (Address)<br>09/29/2009 | (City) | (State)<br>3861 | (Zip Code) | | (Date of Registration with PCAOB)(If applicable) | | | | | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | * Claims for exemption from the requirement that the annual reports of an Independent public | | | | - accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a…Read the full text as markdown