Full text of TIME EQUITIES SECURITIES LLC's X-17A-5 filed 2021-03-10 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIESAND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .... .. 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER B-53420 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|---------------------------------|--|--| | ~~<br>~~~~~~~~<br>MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Time Equities Securities LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINC!PAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | 55 Fifth Avenue, 15th Floor | | | | | | | | (No. and Street) | | | | | | New York | New York | 10003 | | | | | (City) | (State) | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Kristy Johnson | | (281) 367-0380 | | | | | | | | (i\rea Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Meisel, Tuteur & Lewis, P.C. | | | | | | | | (Name - if individual. state last. first. middle name) | | | | | | 101 Eisenhower Parkway | Roseland | New Jersey | 07068 | | | | (Address) | (City ) | (Stale) | (Zip Code) | | | | CHECK ONE: | | | | | | | lvlcertified Public Accountant<br>B<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption.from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis.for the exemption. See Section 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ ##…Read the full text as markdown