Full text of LAFISE SECURITIES CORPORATION's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM YEAR ENDED DECEMBER 31,2018 {1}------------------------------------------------ UNITED STATES SECURITIESAND EXCIIANGECOMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | | |---------------------------|-----------------|--|--|--|--| | OMB Number: | 3235-0123 | | | | | | Expires: | August 31, 2020 | | | | | | Estimated average burden | | | | | | | hours perresJJonse 12.00 | | | | | | ### ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | B-53506 | FACING I' AGE Information Required of Brokers and Dealers l'ursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ___<br>0_1_/0_1--c/cc2ccQ---:1cc8:--<br>MM/DD/YY | __<br>AND ENDING | 12/31/2018<br>MM/DD/YY | | | |--------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------------|-------------------------------|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: LAFISE SECURITIES CORPORATION | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not usc P.O. Box No.)<br>801 BRICKELL AVE, SUITE 908 | | FIRM I. D. NO. | | | | | | (No. and Street) | | | | | | MIAMI | FL | 33131 | | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>LUISA FRANCHY | | | (305)374-6001 | | | | | | | (Area Code- Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>KSDT & CO | | | | | | | | (Name- ifindil'idua!, .state last, first, middle name) | | | | | | 9300 S DADELAND BLVD., SUITE 600 | MIAMI | FL | 33156 | | | | (Address) | (City) | (Stutc) | (Zip Code) | | | | CHECK ONE: | | | | | | | lflcertified Public Accountant | | | | | | | | | | | | | | B Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemptionfi·om the requiremenlthatthe annual report be covered by the opinion qf an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section* 240.17a~5(e)(2) > Po…Read the full text as markdown