Full text of LAFISE SECURITIES CORPORATION's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct, 31, 2023<br>Estimated average burden | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------------------------------------------------------------------------------------------|--| | | | | hours per re,ponse:<br>12 | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | 8-53506 | | | | •PART 11:t | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-~ under the Sec~rities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>AND ENDING<br>0_11_1_12_0_21 | | 12/31/2021 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | __ | | | ----------- | | | NAME OF FIRM: | LA_FI_SE_S_EC_U_RI_TIE_S_CO_R_PO_RA_T_ID_N | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IKl Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no,) | | | | | | 2340 S DIXIE HWY | | | | | | | (No, and Street) | | | | | MIAMI | FL | | 33133 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | LUISA FRANCHY | (305)374-60 | lfranchy@llafisesecurities.cam | | | | (Name) | 1<br>(Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ksornco | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 8300 S OAOELANO BLVD, SUITE 600 | MIAMI | FL | 33156 | | | (Address) | (City) | (State) | (Zip Code) | | | June 2, 2008 | | 3451 | | | | (Date of Registratlcm with PCAOB)(lf applicable) | | | (PCAOB Registi'ation Number, if applicable) | | | • Claims for e><emption from the require merit that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | CFR 240.17a-S(e)(l)(ii), if applicable. | accountant must be supported by a statement of facts and circumstances relied on as the bas…Read the full text as markdown