Full text of LAFISE SECURITIES CORPORATION's X-17A-5 filed 2023-03-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X~17A~S PART Ill | SEC FILE NUMilER | |------------------| | 8~53506 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 MM/DD/YY AND ENDING 12/31/2022 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAMEOFFIRM: LAFISE SECURITIES CORPORATION TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer 0 Security-based swap dealer 0 Check here If respondent Is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2340 S DIXIE HWY | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|-------------------------------| | MIAMI | FL | | 33133 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | LUISA FRANCHY | (305)37 4-6001 | | lfranchy@lafisesecurities.com | | (Name) | (Area Code- Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | KSDT&CO | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing+ | | | | | (Name- if individual, state last, first, and middle name) | | | | 9300 s DADELAND BLVD, SUITE 600 MIAMI | | FL | 33156 | | (Address) | (City) | (State) | (Zip Code) | | June 2, 2009 | | 3451 | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) #### FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ll), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **1,** JOSE PABLO NAVARRO , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of LAFISE SECURITIES CORPORATION , as of **12/31**…Read the full text as markdown