LAFISE SECURITIES LLC X-17A-5 (2026-04-07) — Broker-dealer annual report

Full text of LAFISE SECURITIES LLC's X-17A-5 filed 2026-04-07 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: **Nov.** 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|-------------------------------| | FILING FOR THE PERIOD BEGINNING O 1 | 2/31/<br>/<br>/<br>2025<br>01<br>AND ENDING 1<br>MM/DD/YY | | 2025<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAMEOFFIRM: LAFISE SECURITIES LLC | | | | | [<br>TYPE OF REGISTRANT {check all applicable boxes):<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | [l Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | 2340 SOUTH DIXIE HWY | | | | | | (No. and Street) | | | | MIAMI | FL | | 33133 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | LUISA FRANCHY | 305-374-6001 | | LFRANCHY@LAFISESECURITIES.COM | | (Name) | (Area Code -- Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this f<br>HLB GRAVIER, LLP<br>e | | i<br>ng<br>il | | | (Nam | if individual, state last, first, and middle name) | | | | 4000 PONCE DE LEON BVD. SUITE 610 | CORAL GABLES | FL | 33146 | | (Address) | (City) | (State) | (Zip Code) | | 09/01/<br>2009 | | 3676 | | | of Reg;marion with PCAOB)Uf appHca•e | l | )PCAOB R•�"ratioo Num,., | , ;f applkable) | | r<br>te | FOR OFFICIAL USE ONLY | | I | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ ####…

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