Full text of LAFISE SECURITIES CORPORATION's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | |--|-----------------| |--|-----------------| # PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2023 filing for the period beginning 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: LAFISE SECURITIES CORPORATION TYPE OF REGISTRANT (check all applicable boxes): ത Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 2340 S DIXIE HWY | | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------|-------------------------------|-----------------|--| | MIAMI | ﻠ | | | 33134 | | | (City) | (State)<br>(Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | LUISA FRANCHY | | 305 374 6001 | LFRANCHY@LAFISESECURITIES.COM | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>HLB Gravier, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 396 Alhambra Circle suite 900 Coral Gables | | | Fi | 33134 | | | (Address) | | (City) | (State) | (Zip Code) | | | 09/01/2009 | | 3676 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I. JOSE PABLO NAVARRO \_ swear (or affirm) that, to the best of my knowledge and belief, the financial report pertai…Read the full text as markdown