Full text of LAFISE SECURITIES LLC's X-17A-5 filed 2025-04-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURJnES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17 A-5 PART Ill FACING PAGE OMB APPROVAL OMB Number: 3235~123 Elcpires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /01 /2024 MM/00/YY AND ENDING 12/31 /2024 MM/DD/YV A. REGISTRANT IDENTIFICATION NAME OF FIRM: LAFISE SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAl PLACE OF BUSINESS: (Do not use a P.O. box no.) 2340 S DIXIE HWY (No. and Street) MIAMI FL 33133 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING LUISA FRANCHY (305)374-6001 LFRANCHY@LAFISESECURITIES.COM (Name) (Area Code- Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* HLB GRAVIER, LLP (Name- if individual, state last, first, and middle name) 4000 Ponce De Leon Blvd. Sute 610 CORAL GABLES FL 33146 (Address) (City) (State) {Zip Code) 09/01/2009 3676 l"" of -tioo with PCAOBII" oppli<able) FOR OFFICIAL USE ONLY (PCAOB R....,.tioo N"mW, II oppilooble) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | I, JOSE PABLO NAVARRO | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------|---------------------------------------------------------------------|-------| | financial report pertaining to the firm of lAFISE SECURITIES LLC | | as of | | | | | 12/31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any accoun…Read the full text as markdown