Full text of BACKSTROM MCCARLEY BERRY & CO., LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ BACKSTROM MCCARLEY BERRY & CO., LLC Report Pursuant to Rule 17a-5(d) Financial Statements For The Year End December 31,2019 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | OMB Number:<br>hours per response 12,00 | | |------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------|--------------------------------| | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | | SEC FILE NUMBER<br>8-65679 | | | | FACING PAGE<br>Information Rcquired of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 173-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING 01/01/19 | MM/DDNY | ANDENDING 12/31/19 | ------------------<br>MMJDD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Backstrom McCarley Berry, & Co. ,LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not usc P.O. Box No_) | | | FIRM I.D. NO. | | 115 Sansome Street Mez. A | | | | | | (No. and Street) | | | | San Francisco | CA | | 94104 | | (C;ty) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Vincent E. McCarley | | | 415·392·5505 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report' | | | | | Dave Banerjee, CPA | | | | | | (Name - ifindividual, state last, first, middle name) | | | | 21860 Burbank Blvd., Suite 150 Woodland Hills | | CA | 91367 | | (Address) | (C;ty) | (State) | (Zip Code) | | CHECK ONE:<br>It{ I<br>Certified Public Accountant<br>B<br>PUbliC Accountant | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | *\*Claimsfor exemption/rom the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2J* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control numbe…Read the full text as markdown