Full text of BACKSTROM MCCARLEY BERRY & CO., LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ BACKSTROM MCCARLEY BERRY & CO., LLC Report Pursuant to Rule 17a-5(d) Financial Statements For The Year End December 31, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB i\PPROV/\L | |--------------------------| | 0MB Number: 323S-0123 | | Expiresꞏ Oct. 31, 2023 | | Estimated ave, ge burden | | hours per response: 12 | SEC FILE NUMBER J 65679 #### **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of **1934** | FILING FOR THE PERIOD BEGINNING _0_11_0_11_20_2_1 | | ENDING<br>AND | _<br>1_21_3_11_20_2_1 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------|---------------|--------------------------------------------|--| | | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | | MM/DD/YY | | | | | | _ | | | NAME OF FIRM: | B_ac_k_s_r_om_M_c_c_a_rl_ey_B_e_r_ry_&_c_o_., _LL_c | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | :-.X Broker-dealer<br>= | □<br>0<br>Security-based swap dealer<br>Major security-based swap participant<br>Check here if re pondent is al o an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 115 Sansome Street, Mez. A | | | | | | | (No. and Street) | | | | | San Francisco | CA | | 94104 | | | (City) | (State) | | (Zip Code I | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Vincent E. Mccarley | (415) 433-0270 | | vmccarley@bmcbco.com | | | {Name) | (Area Code -Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | LMHS, P.C. - Certified Public Accountants and Advisors | (Name - if individual, state last, first, and middle name) | | | | | 80 Washington Street, Building S | Woodland Hills | MA | 02061 | | | (Address) | (City) | (State) | IZip Code) | | | 02/24/2009 | | | 3373 | | | r<br>-<br>-<br>-<br>-<br>wi<br>th P<br>(D<br>ate<br>Re<br>gist<br>-<br>ra<br>-<br>tio<br>-<br>n<br>-<br>-<br>-<br>-<br>f a<br>-<br>pplicable<br>of<br>CAOBJ(1<…Read the full text as markdown