Full text of BACKSTROM MCCARLEY BERRY & CO., LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ BACKSTROM MCCARLEY BERRY & CO., LLC Report Pursuant to Rule 17a-5(d) Financial Statements For The Year End December 31, 2020 {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | | | | |-----------------------------|-----------------|--|--|--| | 0MBNumber: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours oer resoonse , 12.00 | | | | | | SEC FILE NUMBER | |-----------------| | 8- 65679 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the** | | Securities Exchange Act of 1934 and Rule 17a-S Thereunder | | | |------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------| | REPORT FOR THE PERIOD BEGINNING January 1, 2020 | | AND ENDING | _<br>December 31, 2020 | | | MM/DD/YY | | MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Backstrom Mccarley Berry & Co., LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 115 Sansome Street, Mez. A | | | | | | (No. and Street) | | | | San Francisco | California | | 94104 | | (City) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Vincent E. Mccarley | | | (415} 433-0270 | | | | | (Area Code - Telephone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>LMHS, P.C. - Certified Public Accountants and Advisors | | | | | | (Name - if /11divir/11al, stare last,.f/r.11, middle name) | | | | 80 Washington St., Building 5 | Norwell | MA | 02061 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | □<br>lv'!certified Public Accountant<br>□<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemptionji-om the requirement that the ann11a/ report be covered by the opinion of an independent public acco1111umt must be supported by a statement of facts a11d circ11mstances relied 011 as the basis for the exemption. Se…Read the full text as markdown