Full text of BACKSTROM MCCARLEY BERRY & CO., LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | |--------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 65679 | | |-------|--| #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 1/1/2023<br>MM/DD/YY | AND<br>ENDING | 12/31/2023<br>MM/DD/YY | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|---------------|------------------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF FIRM: Backstrom Mccarley Berry & Co., LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□<br>□<br>l!:I Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 130 Battery Street, Suite 560 | | | | | | | | | | (No. and Street) | | | | | | | | San Francisco | CA | | 94111 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Vincent E. Mccarley | (415)857-6101 | | vmccarley@bmcbco.com | | | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LMHS, P.C. - Certified Public Accountants and Advisors | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 80 Washington Street, Building S | Norwell | MA | 02061 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 2/24/2009 | | 3373 | | | | | | | | | | | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR…Read the full text as markdown