Full text of BACKSTROM MCCARLEY BERRY & CO., LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **BACKSTROM MCCARLEY BERRY & CO., LLC Report Pursuant to Rule 17a-5(d) Financial Statements For The Year End December 31, 2022** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washlnston,** D.C. **20549** 1--- .O.MJllll:filO..\ 0MBNumbnr 1735 012 ExplrP.sꞏOct 31, 2023 Esllmat!!dv r gn burd n hours p r rn ponse: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE MUMBER 5679 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 1/1/22 | | MM/00/YY | AND ENDING 12/31/22 | MM/DD/'N | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|------------------------------------------------------------|--------------------------------------------|----------------------|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Backstrom Mccarley Berry & Co., LLC | | | | | | | lYPE OF REGISTRANT (check all applicable boxes): | | | | | | | □<br>0 Major security-based swap participant<br>iii Broker-dealer<br>Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 115 Sansome Street, Mez. A | | | | | | | | | (No. and Street) | | | | | | San Francisco | CA | | 94104 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Vincent E. Mccarley | | (415) 392-5505 | | vmccarley@bmcbco.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LMHS, P.C. - Certified Public Accountants and Advisors | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 80 Washington Street, Bldg S Norwell | | | MA | 02061 | | | (Address) | (City) | | (State) | (Zip Code) | | | 2/24/2009 | | | 3373 | | | | (Date of_Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of fa…Read the full text as markdown