Full text of BACKSTROM MCCARLEY BERRY & CO., LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 65679 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 1/1/2025 AND ENDING \_12/31/2025 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Backstrom McCarley Berry & Co., LLC TYPE OF REGISTRANT (check all applicable boxes): ☐■ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 130 Battery Street, Suite 560 | | (No. and Street) | | | | | | |------------------------------------------------------------|---------------------------------------------------------------------------|----------------------|------------|--|--|--| | San Francisco | CA | | 94111 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Vincent E. McCarley | (415)857-6101 | vmccarley@bmcbco.com | | | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | LMHS, P.C. - Certified Public Accountants and Advisors | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | | | 80 Washington Street, Building S | Norwell | MA | 02061 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 2/24/2009 | | 3373 | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Vincent E. McC…Read the full text as markdown