GLOBAL OAK CAPITAL MARKETS LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of GLOBAL OAK CAPITAL MARKETS LLC's X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GLOBAL OAK CAPITAL MARKETS LLC
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0001221240-17-000002
• CIK: 1221240
• File #: 8-65829
• Material weakness: No
• Auditor: FGMK LLC
• Auditor location: Chicago, IL
• Contact: Janice Parise
• Phone: 2127514422
• Signed by: Marcus Martin (CEO)

Document text (excerpt)

X-17A-5 0001221240 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N GLOBAL OAK CAPITAL MARKETS LLC 360 CONCORD STREET SUITE 103 CHARLESTON NY 29401 Janice Parise 2127514422 FGMK LLC 333 West Wacker Drive Chicago IL 60606 Certified Public Accountant Marcus Martin GLOBAL OAK CAPITAL MARKETS LLC 12-31-2016 Marcus Martin CEO Y

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• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-25
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-03-14
• X-17A-5/A — 2015-03-10
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)