Full text of GLOBAL OAK CAPITAL MARKETS LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATFS SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC ALE NUMBER S-65829 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __<br>____<br>0_1_/_0_1 /_1_9 | AND ENDING | __<br>___<br>_<br>1_2_/_3_1_/1_9 | | |--------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|----------------------------------|--| | | MM/DDNY | | MM/DDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Global Oak Capital Markets LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRMI.D.NO. | | | 1007 Johnnie Dodds Blvd. -<br>Suite 104 | | | | | | | (No. and Street} | | | | | Mount Pleasant | South Carolina | | 29464 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Marcus Martin• 917-348-8649 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | FGMK LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 333 West Wacker Drive -<br>6th Fl. | Chicago | Illinois | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | !certified Public Accountant<br>Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as* d1e *basis for the exemption. See Section 240.17a-5(e}{2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # Global Oak Capital Markets LLC Financial Statement and Report…Read the full text as markdown