Full text of GLOBAL OAK CAPITAL MARKETS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-65829 | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING _ | __<br>_ 0_1<br>_I0_1<br>_1<br>12<br>_<br>_<br>_ | AND ENDING | __<br>___<br>_ 12<br>11<br>2<br>1<br>_1<br>3_<br>_<br>_<br>_ | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | _____<br>__<br>__________<br>G_lo_b_a_l o_ak_C_a_p_ita_l_M_a_r_ke_t_s_, L_L_c<br>NAME OF FIRM:<br>_<br>_ | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 25 1/2 Legare Street | | | | | | | | (No. and Street) | | | | | | | | Charleston | SC | | 29401 | | | | | {City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jonathan Liebergall | (843) 3 10-3245 | | jonathan.liebergall@globaloakcm.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FGMK, LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 333 West Wacker Drive - 6th Floor | Chicago | IL | 60606 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 12/17/2009 | | 3968 | | | | | | r,e of ReeiWa<ioo with PCAOB))if appli<br>cable) | | | I<br>)PCAOB Regi~catioo N,mbe,, if applicable) | | | | | * Claims for exemption from the requirement that…Read the full text as markdown