Full text of GLOBAL OAK CAPITAL MARKETS LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | | |---------------------------|-----------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | | | | | | | | SEC FILE NUMBER | |-----------------| | 8~65829 | **FACINGJ>AGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____<br>o_11_0_1_12_o | __<br>AND ENDING | __<br>___<br>1_2_/3_1_/2_0 | |---------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|-------------------------------| | | MMIDDIYY - | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Global Oak Capital Markets LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | 1007 Johnnie Dodds Blvd. -<br>Suite 104 | | | | | | (No. ana Street) | | | | Mount Pleasant | South Carolina | | 29464 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Jonathan Liebergall - 843-310-3245 | | I<br>! | | | | | | (Area Code -Telephone Number) | | | B. ACCOlJNTANT lUENTl.lffl_;ATlUNi | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | FGMK LLC | | i | | | | (Name - if individual, state last, first, middle nJme) | | | | 333 West Wacker Drive -<br>6th Fl. | Chicago | I<br>Illinois | 60606 | | (Address) | (City) | (State)· | (Zip Code) | | CHECK ONE: | | | | | I<br>✓<br>Certified Public Accountant | | | | | nPublic Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY -. | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown