Full text of GLOBAL OAK CAPITAL MARKETS LLC's X-17A-5 filed 2024-02-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | | SEC FILE NUMBER | |--|-----------------| | | | | | FACING PAGE | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|---------------------------------------------|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING _0_1_f0_1 f_2_0_2_3 __ | | __ | __ | | | | | | | MM/0D/YY | AND ENDING | 1_2_/_3_1_/2_0_2_3<br>MM/00/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | _____<br>_<br>NAME oF FIRM: _G_l_o_b_a_l _O_a_k_C_a__;pc._i_ta_l_M_a_r_k_e_ts_,_L_L_C | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 25 1 /2 Legare Street | | | | | | | | | | {No. and Street) | | | | | | | | Charleston | SC | | 29401 | | | | | | (City) | {State) | | {Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Jonathan Liebergall | (843) 310-3245 | | | | | | | | {Name) | (Area Code -Telephone Number) | {Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab & Company, PA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 100 E. Sybelia Ave., Suite 130 | Maitland | FL | 32751 | | | | | | (Address) | (City) | {State) | (Zip Code) | | | | | | July 28, 2004 | | 1839 | | | | | | | | | | (PCAOB R,g;stcat;o, N,mbe,, ;f appHcable( I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii),…Read the full text as markdown