GLOBAL OAK CAPITAL MARKETS LLC X-17A-5 (2026-03-02) — Broker-dealer annual report

Full text of GLOBAL OAK CAPITAL MARKETS LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: SEC FILE NUMBER 3235-0123 Nov.30,2026 12 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL<br>OMB Number:<br>3235-0123<br>Expires:<br>Nov.30,2026<br>Estimated average burden<br>12 | |-----------------------------------------------------------------------------------------------------------| | | | | | 8-65829 | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | 12/31/25<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | MM/DD/YY | | | | NAME OF FIRM: _______________________________________________________________________ | | | #### NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Global Oak Capital Markets, LLC # 25 1 /2 Legare Street | | Global Oak Capital Markets, LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | |--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------| | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer<br>□<br>□ | Security-based swap dealer<br>□<br>Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 25 1 /2 Legare Street | _____________________________________________________________________________________ | | | | | (No. and Street) | | | | Charleston | SC<br>_____________________________________________________________________________________ | | 29401 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jonathan Liebergall | (843) 310-3245<br>_____________________________________________________________________________________ | | jon.liebergall@globaloakcm.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Ohab & Company, PA | ______________________________________________________________________________…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)