Full text of QUANTEX CLEARING, LLC's X-17A-5/A filed 2019-03-04 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Olvffi APPROVAL 0MB Nwnber: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response ... 12.00 8-65894 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** ## **FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNfNG | | ___<br>-~0~1~/0~1~1~8 / | AND ENDING | 12/31/18 | |--------------------------------------------------------------------------|------------------|--------------------------------------------------------|------------|--------------------------------| | | | MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICA TIO | | | | NAME OF BROKER -<br>DEALER: | | | | | | Quantex Clearing, LLC | | | | OFFICIAL USE ONLY | | | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | (No. and Street) | 70 Hudson Street | | | | | | | | | | Hoboken<br>(City) | NJ<br>(State) | | | 07030<br>(Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT JN REGARD TO THIS REPORT | | | | | | John V. Iannone Jr. | | | | (201~706-7152 | | | | | | (Area Co e -<br>Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Crowe LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | 488 Madison A venue | New York | | NY | 10022 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | ~ Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | D<br>Accow11anl not residenL in UniLed SLaLes or auy of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. 17a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ Statement of Financial Condition December 31, 2018 {2}------------------------------------------------ #### **This report \*\* contains (check all applicable boxes):** - [x] Independent Audjtor's Report. - [x] Facing Page. - [x] Statement of Financial Condition. - [ ] Statement…Read the full text as markdown