Full text of VELOCITY CLEARING, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ U !TED STA rES SECURITIES A D EXCI IANGE COMMISSIO Washington. D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ... 12.00 8-65894 SEC FILE NUMBER | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-<br>17A-5 | | PART III | | | # **FACl~G PAGE** # Information **Required** of **Brokers and Dealers Pursuant to Section** 17 of the **Securities Exchange Act** of **1934 and Ruic 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNIJ\:G | | ---<br>--~<br>O~l/~O~l/~19~<br>MM/IJD/YY | AND E DING | 12/31/19<br>~ M/DD/YY | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|---------------------------------------------------------------------|----------------|------------------------------------------------| | | | A. REGlSTRANT IDENTIFICATION | | | | DEALER:<br>AME OF BROKER - | | | | | | Ouantex Clearing, LLC | | | | OFFICIAi. USE 0:-.'L Y | | ADDRESS OF PRINCIPAL PLACE OF BUSI ESS: (Do not use P.O. Box No.) | | | | FIR.\1 IO. NO. | | | 1301 Highway 36- | Suite 109<br>(No. and Street) | | | | I lazlet | | NJ | | 07730 | | (City) | | (State) | | (Zip Code) | | | | | | (20 I) 706-7152<br>(Arca Code - Telephone No.) | | Frank W. Bracero | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPE DENT PUl31.1C ACCOUNTA"T whose opinion is contained in this Report* | | | | | | | | Crowe LLP<br>(Name - if individual. state last, first, middle name) | | | | | | New York | | | | (Address) | | (City) | NY<br>(State ) | (Zip Code) | | 488 Madison A venue<br>CHECK ONE:<br>~ Certified Public Accountant<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | 10022 | *\*Claims for exemption from the requirement that the annual report be co,·ered by the opinion of an independent p11hlic accountant must be supported by a statement of f acts and circumstances relied on as the basis/or the exemption. See section 2.J0.* / *7a-* 5(e)(l).Sf.C <sup>141</sup> 0(3-91 ) {1}------------------------------------------------ # Quantex Clearing, LLC As of December 31 , 2019, and report of independent registered public accounting firm *Filed p11rs11u11110 Rule 17a-5(e)(3) under tire Securities Exchanf.e Act of* I 93./ *us a Public Document* {2}------------------------------------------------ # **Qu…Read the full text as markdown