Full text of VELOCITY CLEARING, LLC's X-17A-5/A filed 2022-03-03 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 3 1, 2023 Estimated average burden hours per response: 12 SEC f[LE NUMBER ### ANNUAL REPORTSFORM X-17A-5 PART Ill 8-65894 #### FACING PAGE #### Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING fOR THE PERIOD BEGINNING O O~l 2 ~--~AND ENDING l=2~3=l/20 ~l \_\_\_\_ \_ MM/DDNY MMJDDNY #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: Velocity Clearing, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer DMajor security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------|----------------------------------------------------|-----------------|--------------------------------------------|--| | Hazlet | NJ | | 07730 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONT ACT WITH REGARD TO THTS FILING | | | | | | Frank W. Bracero | 732-375-2446 | | frank.bracero@velocityclearingllc.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSMUSLLP<br>(Name- | if individual, state last, first, and middle name) | | | | | 151 West 42°d Street, 191<br>h floor | New York, | NY | 10036 | | | | (City) | (State) | (Zip Code) | | | 9/24/2003 | | | 49 | | | (Address)<br>(Date of Registration witlh PCAOB)(if applicable)<br>I | | | (PCAOB Reg istration Numbec, if applirble) | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17CFR 240. l 7a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # **Velocity Clearing, LLC** **As of December 31, 2021 And Report. of Independent Registered Public Accounting Firm** *Filed pursuant to Rule l 7a-5(e)(3) under the Securiti.es l!,xchange Act of 1934 as a Public Document.* {2}------------------------------------------------ #### T…Read the full text as markdown