Full text of VELOCITY CLEARING, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Nov, 30 2026 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER 8-65894 #### **ANNUAL REPORTS** #### **FORM X-17A-5** #### **PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Velocity Clearing, LLC TYPE OF REGISTRANT (check all applicable boxes): ܆ Broker-dealer տSecurity-based swap dealer տMajor security-based swap participant ܆ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|-----------------|--------------------------------------------| | Hazlet | NJ | | 07730 | | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Frank W. Bracero | 732-375-2446 | frank.bracero@velocityclearingllc.com | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 151 West 42nd Street, 19th floor | New York, | NY | 10036 | | | (Address) | (City) | | (State) | (Zip Code) | | 9/24/2003 | | | 49 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR<br>OFFICIAL | USE | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ # **Velocity Clearing, LLC** **December 31, 2023 6WDWHPHQWRI)LQDQFLDO&RQGLWLRQ And Report of Independent Registered Public Accounting Firm** *Filed pursuant to Rule 17a-5(e)(3) under the…Read the full text as markdown