Full text of VELOCITY CLEARING, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL #### **ANNUAL REPORTSFORM X-17A-5 PART III** 8-65894 SEC FILE NUMBER #### **FACING PAGE** | TYPE OF REGISTRANT (check all applicable boxes): | | | | |-------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------|---------------------------------------| | | | | | | | | | | | ܆<br>Broker-dealer<br>տSecurity-based swap dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | | տMajor security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 1301 – Route 36, Suite 109 | | | | | | (No. and Street) | | | | Hazlet | NJ | | 07730 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Frank W. Bracero | 732-375-2446 | | frank.bracero@velocityclearingllc.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | RSM US LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | 151 West 42nd Street, 19th floor | New York, | NY | 10036 | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ # **Velocity Clearing, LLC** **December 31, 2022 And Report of Independent Registered Public Accounting Firm** *Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document.* {2}------------------------------------------------ #### **This filing\*\* contains (check all applicable boxes):** - ܆) a) Statement of financial condition. - ܆) b) Notes to consolidated statement of financial condition. - ܆) c) Statement of…Read the full text as markdown