VELOCITY CLEARING, LLC X-17A-5 (2021-03-02) — Broker-dealer annual report

Full text of VELOCITY CLEARING, LLC's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2021 Estimated average burden hours per response . .. 12.00 8-65894 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlli** # **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -~<br>0~l~/0~1~/2~0<br>MM/DD/YY | ___<br>AND ENDING | 12/31/20<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------|--------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER:<br>Velocity Clearing, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM ID. NO. | | | 1301 Highway 36 -<br>Suite 109<br>(No. and Street) | | | | Hazlet<br>(City) | NJ<br>(State) | | 07730<br>(Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT JN REGARD TO TIDS REPORT<br>Frank W. Bracero | | | (732) 375-2466<br>(Area Code -<br>Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | Crowe LLP<br>(Name - if individual, state last, first, middle name) | | | | 485 Lexington Ave, Floor 11 | New York | NY | 10017 | | (Address)<br>CHECK ONE:<br>[!] Certified Public Accountant<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | (City)<br>FOR OFFICIAL USE ONLY | (State) | (Zip Code) | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ # **Velocity Clearing, LLC** **As of December 31 , 2020 And Report of Independent Registered Public Accounting Firm** *Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act o/1934 as a Public Document.* {2}------------------------------------------------ ### **This report\*\* contains (check all applicable boxes):** - *…

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