Full text of SYNERGY ADVISORS GROUP, LLC's X-17A-5 filed 2019-03-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Syne1·gy Advisors Group, LLC dha Synergy Advisors, LLC Report Pursuant to Ruic 17a-5 (d) Financial Statement For the Year Ended December 31, 2018 {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | |---------------------------|-----------------|--|--| | 0MB Number: | 3235-0123 | | | | Expires: | August 31, 2020 | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | SEC FILE NUMBER | |-----------------| | 8-66114 | FACING **PAGE Information Required** of **Brokers and Dealers Pursuant** to **Section 17 of the Securities** Exchange **Act of 1934 and Rule** 17a-5 **Thereunder** | REPORT FOR THE PERIOD BEGINNING | ____<br>___<br>0_1_/0_1_/_18<br>MM/DDIYY | __<br>AND ENDING | __<br>_ 1_2_/3_1_/_18<br>_<br>_<br>MMIDD/YY | | |--------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|------------------------------------------------|--| | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Synergy Advisors, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINC[PAL PLACE OF BUS[NESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 840 Apollo Street, Suite 213 | | | | | | | (No. and Street) | | | | | El Segundo | CA | | 90245 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Robert Magglacomo | | | | | | | | | 310-414-3201<br>(Arca Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Alvarez & Associates, Inc. | | | | | | | (Name - if individual, staff last, first, middle name) | | | | | | | | | | | 9221 Corbin Avenue, Suite 165 Northridge<br>(Address) | | CA | 91324 | | | | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | !certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must b: ~·upported by a statement of facts and circumstances r…Read the full text as markdown