Full text of SYNERGY ADVISORS GROUP, LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Synergy Advisors Group, LLC dba Synergy Advisors, LLC Report Pursuant to Rule 17a-5 ( d) Financial Statement For the Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden | |---------------------------------------------------------------------------------------------| | | | | | | | hours per response: 12 | 8-66114 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0 1/01 /21 | | AND ENDING 12/31 /21 | |--------------------------------------------|------------------------------|----------------------| | | MM/DD/VY | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | NAME OF FIRM: Synergy Advisors Group, LLC dba Synergy Advisors, LLC TYPE OF REGISTRANT (check all applicable boxes): I!! Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 840 Apollo St Suite 213 | | (No. and Street) | | |------------|------------------|------------| | El Segundo | CA | 90245 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | | Robert M. Maggiacomo | 310-414-3201 | bob@synergyadvisorsllc.com | |--------|----------------------|-------------------------------|----------------------------| | (Name) | | (Area Code -Telephone Number) | (Email Address) | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### Alvarez & Associates, Inc. | Northridge | CA | 91324 | |------------|-----------------------------------------------------|------------------------------------------------------------| | (City) | (State) | (Zip Code) | | | 6517 | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | 9221 Corbin Ave, Suite 165<br>FOR OFFICIAL USE ONLY | (Name - if individual, state last, first, and middle name) | ••Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exem…Read the full text as markdown