Full text of SYNERGY ADVISORS GROUP, LLC's X-17A-5 filed 2021-02-18 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Synergy Advisors Group, LLC dba Synergy Advisors, LLC Report Pursuant to Rule 17a-5 ( d) Financial Statement For the Year Ended December 31, 2020 {1}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMJSSION Washington,D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | | | |---------------------------|--------------|------------------|--|--| | 0MB Number: | | 3235-0123 | | | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | | | | | | | | SEC FILE NUMBER | | |-----------------|--| | B-66114 | | **FACING PAGE** **Information Required** of **Brokers and Dealers Pursuant to Section** 17 of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | MMIDDNY | | MMIDDNY | | |------------------|-----------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | OFFICIAL USE ONLY | | | | | FIRM I.D. NO. | | | | | | | | (No. and Street) | | | | | CA | | 90245 | | | (State) | | (Zip Code) | | | | | 310-414-3201 | | | | | (Area Code - Telephone Number) | | | | | | | | | CA | 91324 | | | (City) | (State) | (Zip Code) | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>North ridge | ----------<br>AND ENDING 12/31/2020<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: Synergy Advisors Group, LLC dba Synergy Advisors, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | *\*Claims for exemption from the requirement that the annual report be covered by…Read the full text as markdown