Full text of SYNERGY ADVISORS GROUP, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Synergy Advisors Group, LLC dba Synergy Advisors, LLC Financial Statement For the Year Ended December 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5** **PART** Ill | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | | | #### SEC FILE NUMBER 8-66114 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/DD/YY AND ENDING **12/31 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SYNERGY ADVISORS GROUP, LLC OBA SYNERGY ADVISORS, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 880 APOLLO STREET SUITE 230 | | (No. and Street) | | | | |----------------------------------------------|--------------------------------|----------------------------|--|--| | EL SEGUNDO | CA | 90245 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert M. Maggiacomo (310) 414-3201 | | bob@synergyadvisorsllc.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## DCPA (Name - if individual, state last, first, and middle name) 2121 Avenue of the Stars #800 Century City California 90067 (Address) (City) (State) (Zip Code} 9/15/2020 6567 **l" of RegistcaUoa with PCAOB)(if applicable) FOR OFFICIAL USE ONLY [PCAOB RegostcaUoo Nombe-, ,f applicable)** I . \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l}(ii}, if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIR…Read the full text as markdown