Full text of SYNERGY ADVISORS GROUP, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Synergy Advisors Group, LLC dba Synergy Advisors, LLC Report Pursuant to Rule 17a-5 (d) Financial Statement For the Year Ended December 31,2019 {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | OMB APPROVAL | | |--------------------------|---------------------------|--| | OMB Number: | 3235-0123 | | | Expires: | August 31, 2020 | | | Estimated average burden | | | | | hours per response 12.00 | | | SEC FILE NUMBER | |-----------------| | B-69722 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND ENDING 12/31/2019 | | | | |----------------------------------------------------------------------------------------------|-------------------------------------------------------|---------------|-------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Synergy Advisors Group, LLC dba Synergy Advisors, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | 840 Apollo Street Suite 213 | | | | | | (No. and Street) | | | | EISegundo | CA | | 90245 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Robert Magglacomo | | 310-414-3201 | | | | | | (Area Code -Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | Alvarez & Associates, Inc. | | | | | | (Name- if individual, stale last, first, middle name) | | | | 9221 Corbin Avenue, Suite 165 Northridge | | CA | 91324 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I {I<br>certified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be. supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contain…Read the full text as markdown