Full text of SYNERGY ADVISORS GROUP, LLC's X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Synergy Advisors Group, LLC dba Synergy Advisors, LLC Report Pursuant to Rule 17a-5 (d) Financial Statement For the Year Ended December 31, 2022 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17 A-5 PART Ill** SEC FILE NUMBER 8-66114 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/DD/VY AND ENDING **12/31 /22** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM : Synergy Advisors Group, LLC dba Synergy Advisors, LLC TYPE OF REGISTRANT (check all applicable boxes): **li!!ii** Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 880 Apollo St Suite 230 | | | | |-----------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|----------------------------| | | (No. and Street) | | | | El Segundo | CA | | 90245 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Robert M. Maggiacomo 310-414-3201 | | | bob@synergyadvisorsllc.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA | | | | | | (Name - if individual, state last, first, and middle name) | | | | 1999 Avenue of the Stars #1100 Century City | | California 90067 | | | (Address) | (City) | (State) | (Zip Code) | | 9/15/2020 | | 6567 | | | l"<br>of Reg;m,ua, w;th PCAOBII• appUcable) | | (PCAOB ••~str•tio, N"mbe,, • applkable) I | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form…Read the full text as markdown