Full text of GRB FINANCIAL LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31,2020 Estimated average burden ## hours perresponse 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8- | FACING PAGE **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17<sup>a</sup>-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | |--------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|----------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | A. | IDENTIFICATION<br>REGISTRANT | | | | NAME OF BROKER-DEALER: GRB | Financial,<br>LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | West<br>Randol<br>Mill<br>Road<br>1415 | | | | | | (No. and Street) | | | | Arlington | Texas | | 76012 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Gerald R.Baker | | | 817-861-7099 | | | | | (Area Code - Telephone Number) | | B. | ACCOUNTANT | IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>&<br>Company,<br>Rhodes<br>Osiek<br>Patyk | L.L.P<br>(Name -if individual, state last, first, middle name ) | | | | West<br>Interstate<br>20<br>2170 | Arlington | Texas | 76017 | | (Address) | (City ) | (State) | (Zip Code) | | CHECK ONE:<br>/<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | \**Claims for exemption from the requirement that the annual repor<sup>t</sup> he covered by the opinion of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained inthis form are not required to respond SEC <sup>1410</sup> (06-02) unless theformdisplays<sup>a</sup> currently valid OMB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | Gerald R. Baker<br>I, | ,<br>that,<br>swear<br>(…Read the full text as markdown