Full text of GRB FINANCIAL LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,D.C. 20549** **OMB Number:323S-0123 Expires:Nov. 30, 2026 Estimated average burden hours per response: 12** ### **ANNUAL REPORTS FORM X-17A-5 PART III** | | SEC FILE NUMBER | |--|-----------------| | | | 8-66345 **FACING PAGE** Information Required Pursuant to Rules <sup>17</sup>a-5,17a-12,and18a-<sup>7</sup> under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING <sup>12</sup>/31/2023 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM:GRB Financial, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>0</sup> Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do not use <sup>a</sup> <sup>P</sup>.O.box no.) ## 1415 West Randol Mil! Road | | (No. and Street) | | | |----------------------------------------------|--------------------------------------------------------------------------|---------------------------|------------| | Arlington | TX | | 76012 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Gerald<br>R<br>Baker | 817-861-7099 | gerald@bakerfinancial.net | | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | are contained in this filing* | | | | Rhodes<br>Osiek<br>Patyk | &<br>Company<br>L<br>L<br>, | P | | | West<br>Interstate<br>2170 | (Name-if individual,state last,first,and middle name)<br>Arlington<br>20 | TX | 76017 | | (Address) | (City) | (State) | (Zip Code) | | 09/22/2009 | | 3881 | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. Persons who aretorespondtothecollection of informationcontainedinthis form are notrequiredtorespond unless theform displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** <sup>I</sup> Gerald <sup>R</sup>. Baker <sup>1</sup>*<sup>&</sup>gt; <sup>j</sup>* swear (or affirm) that, to the best of my knowledge and bel…Read the full text as markdown