Full text of GRB FINANCIAL LLC's X-17A-5 filed 2023-02-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number:3235-0123 | | |--------------------------|----| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | # **ANNUAL REPORTS FORM X-17A-5 PART III** | | SEC FILE NUMBER | |--|-----------------| 8-66345 **FACING PAGE** **Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** 01/01/22 12/31/22 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** GRB Financial, LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): CXBroker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> <sup>P</sup>.O. box no.) 1415 West Randol Mill Road (No. and Street) Arlington <sup>76012</sup> Texas (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING gerald@bakerfinancial.net Gerald R. Baker <sup>817</sup>-861-<sup>7099</sup> (Email Address) (Area Code - Telephone Number) (Name) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rhodes Osiek Patyk & Company, <sup>L</sup>.L.P. (Name -if individual, state last, first,and middle name) Arlington TX <sup>76017</sup> 2170 West Interstate 20 (Zip Code) (State) (City) (Address) 09/22/<sup>2009</sup> <sup>3881</sup> (PCAOB Registration Number,if applicable) (Date of Registration with PCAQB)(if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. Persons who are to respond to the collection of information containedinthis form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Gerald<br>R. Baker<br>I, | , swear (or affirm) that,to the best of my knowledge and belief, the | | |--------------------------------------------|---------------------------------------------------------------------------------…Read the full text as markdown