Full text of GRB FINANCIAL LLC's X-17A-5/A filed 2021-03-12 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5** | | OMB APPROVAL | |-------------|--------------------------| | OMB Number: | 3235-0123 | | Expires: | August 31,2020 | | | Estimated average burden | | | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8- | | # **PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT<br>FOR THE<br>PERIOD<br>BEGINNING | 01/01/2020 | 12/31/2020<br>AND<br>ENDING | | | |-----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------|-----------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | GRB<br>Financial,<br>LLC<br>BROKER-DEALER:<br>NAME OF | | | OFFICIAL USE ONLY | | | Box No.)<br>(Do not use P.O.<br>OF<br>ADDRESS<br>PRINCIPAL<br>PLACE<br>OF<br>BUSINESS: | | | FIRM I.D.<br>NO. | | | West<br>Randol<br>Mill<br>Road<br>1415 | | | | | | | ( No. and Street) | | | | | Arlington | Texas | | 76012 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE<br>OF<br>NUMBER<br>Gerald R. Baker | PERSON TO<br>CONTACT<br>IN REGARD | TO<br>THIS<br>REPORT | 817-861-7099 | | | | | | (Area Code -<br>Telephone Number) | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | in this<br>whose<br>opinion<br>is contained | Report* | | | | Osiek<br>Patyk<br>Company,<br>Rhodes<br>& | L.L.P | | | | | | (Name -if<br>individual. state last, first, middle name ) | | | | | 20<br>2170<br>West<br>Interstate | Arlington | Texas | 76017 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | ONE:<br>CHECK<br>Certified<br>Public<br>Accountant<br>Accountant<br>Public<br>Accountant<br>not resident<br>in United | possessions.<br>States<br>or<br>any of<br>its | | | | | | USE<br>OFFICIAL<br>ONLY<br>FOR | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report he covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of i…Read the full text as markdown