Full text of GRB FINANCIAL LLC's X-17A-5/A filed 2021-03-09 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECl RITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number. 3235-0123 Expires: August 31,2020 Estimated average burden ## hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 66345<br>8- | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section <sup>17</sup> of the Securities Exchange Act of 1934 and Rule <sup>17</sup>a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 12/31/2020<br>01/01/2020<br>AND ENDING | | | | |-----------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|---------|------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | LLC<br>NAME OF BROKER-DEALER: GRB<br>Financial,<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: ( Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | Randol<br>Mill<br>Road<br>West<br>1415 | | | | | | | ( No and Street) | | | | | Arlington | Texas | | 76012 | | | (City ) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Gerald R. Baker | | | 817-861-7099 | | | | | | ( Area Code - Telephone Number) | | | B. | IDENTIFICATION<br>ACCOUNTANT | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Patyk<br>Company,<br>Osiek<br>&<br>Rhodes | L.L.P | | | | | | ( Name -if individual, state last, first, middle name ) | | | | | 20<br>Interstate<br>2170<br>West | Arlington | Texas | 76017 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | /<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis for the exemption. See Section 240.1 <sup>a</sup>-5(<sup>e</sup> )(2)* **Potential persons who are to respond to the collection ot Information contained inthis form are notrequired to respond unless theformdisplays <sup>a</sup>currently validOMB controlnumber. SEC <sup>1410</sup> (06-02)** {1}------------------------------------------------ ## **OATH OR AFFIRMATION** <sup>I</sup> Gerald R. Baker , swear (or a…Read the full text as markdown