Full text of GRB FINANCIAL LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.G 20549** > **ANNUAL REPORTS FORM X-17A-5** # **Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER** 8-66345 **OMB Number: 3235-0123** **PART III** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** *( o\ I* £ozt *hil* MM/DD/YY *'lot.***I** MM/DD/YY FILING FOR THE PERIOD BEGINNING **Of** AND ENDING */A-* > **A.REGISTRANT IDENTIFICATION** : *fi* **.<sup>r</sup>** *\**NAME OF FIRMiAt.AC *J\* **i—.** TYPE OF REGISTRANT (check all applicable boxes): SFBroker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent Is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS:(Do not use <sup>a</sup> P.O. box no.) | VK<br>U.<br>/ | (2A<br>/WAN<br>(No. and Street) | | |--------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------| | (\r<br>v1/ JrOiA<br>(city) | IW<br>(State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | f<br>l<br>^<br>J<br>(<br><<br>(Name) | \$i n<br>~<br>(Area Code -Telephone Number) | loc<br>'jVfcsAcl<br>-l<br>\<br><fT)<br>•Alcove<br>e-tr<br>-<br>(Email Address) | | B. | ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>fchejes | fuk<br>Pa'<br>4<br>-<br>-<br>e last,first, and middle nanfe)<br>(Name -If Individual, st^ | /t'<br>L<br>L<br>, | | //<br>fo'<br>?t70<br>U><br>> | sjjrfc<br>20 | ^<br>7<br>t>>7<br>7X | | (Address) | (City) | (Zip Code)<br>(State)<br>' | | l/Zz/<br>2W? | | 3S8! | | (Date of Registration with PCA08)(lf applicable) | | (PCAOB Registration Number,if applicable) | | | FOR OFFICIAL USE ONLY | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)l( )(ii),If applicable. **Persons who are torespond to the collection of Informationcontained in this form arenotrequired to respond unless the form displays <sup>a</sup> currently valid OMB control numbe…Read the full text as markdown